Financial services

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Financial services

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FINRA proposes desk commentary safe harbor

The safe harbor would offer relief from certain requirements of FINRA’s research rules, but significant compliance obligations and questions remain.

Law Firm: Latham & Watkins | Published: 28 April 2017 | Practice Area: Sale and Supply of Goods and Services

Employers, are you ready for the new EU data protection regime?

This briefing looks at the implications for UK employers and what they need to do to prepare for the changes ahead.

Law Firm: Shoosmiths | Published: 28 April 2017 | Practice Area: Company Administration

It's time to spring clean your supply chain contracts

It's that time of the year when we all start thinking about the big spring clean, but now is also a good time to spruce up your supply chain contracts.

Law Firm: Gowling WLG | Published: 28 April 2017 | Practice Area: Contract Law

SEC changes filing cover pages, raises thresholds for EGCs and crowdfunding

The SEC has adopted a number of technical amendments to the Jumpstart Our Business Startups Act.

Law Firm: DLA Piper | Published: 28 April 2017 | Practice Area: Company Administration

The gig economy and the future of self-employment

The term ‘gig economy’ has featured in numerous news reports and headlines recently. However, debate and uncertainty surrounding the definition of self-employment remains prominent.

Law Firm: Excello Law | Published: 27 April 2017 | Practice Area: Contract of Employment and Statutory rights

Rating: 2 people found this useful

Attorney General Sessions reemphasize DOJ commitment to FCPA enforcement, individual accountability

As the Trump Administration wraps up its first 100 days, practitioners have a bit more clarity regarding how the new Administration will assess corporate compliance programs, cooperation and white collar cases.

Law Firm: DLA Piper | Published: 27 April 2017 | Practice Area: Administrative and Public Law

Extensions to the double tax treaty passport scheme

From April 2017, HMRC has extended the DTTP scheme to all types of borrower and certain lenders (including partnerships and pension funds), provided that the requisite conditions are met.

Law Firm: DLA Piper | Published: 27 April 2017 | Practice Area: Double Taxation

Professional advisors not liable for client’s poor commercial judgment

In a landmark decision, the Supreme Court provided guidance on the application and effect of the well-known, but often misunderstood, ‘SAAMCO principle’.

Law Firm: Allen & Overy | Published: 27 April 2017 | Practice Area: Litigation

Rating: 2 people found this useful

Elections – their impacts on emerging policy, legislation and decision-making

Calling a snap election has the potential to disrupt the current Parliament's legislative activity and will place a restriction on implementing some of the key policies of the current Government.

Law Firm: Bond Dickinson | Published: 26 April 2017 | Practice Area: Central Government

New Jersey Court issues nonbusiness income decision

The New Jersey Tax Court has published its opinion in Xylem Dewatering Solutions, Inc. v. Director, Division of Taxation.

Law Firm: Reed Smith | Published: 26 April 2017 | Practice Area: Company Administration

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