Financial services

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Financial services

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SEC proposes "regulation best interest" rule package, including new disclosure form and investment adviser conduct interpretation

SEC has decided upon the release of a three-part investor guidance package for public comment.

Law Firm: DLA Piper | Published: 25 April 2018 | Practice Area: Regulation and Compliance

Opening up access to UK payment schemes

The Bank of England announces that, for the first time, a non-bank payment services provider has accessed the UK payments system directly.

Law Firm: Latham & Watkins | Published: 25 April 2018 | Practice Area: Company Secretariat

UBO register of trusts: the EU's 5th Anti-Money Laundering Directive

The European Parliament is soon to adopt the EU’s 5th Anti-Money Laundering Directive.

Law Firm: Appleby | Published: 24 April 2018 | Practice Area: Regulation and Compliance

Rating: 2 people found this useful

Finance litigation: the latest cases and issues in April 2018

A look at the latest finance litigation cases from the UK in April 2018.

Law Firm: Gowling WLG | Published: 24 April 2018 | Practice Area: Company Secretariat

Pensions legal update - new regulations which came into force on 6 April 2018

A number of regulatory changes relating to pension schemes came into force on 6 April 2018.

Law Firm: Shoosmiths | Published: 23 April 2018 | Practice Area: Company Secretariat

On the financial services horizon

A five-minute roundup of upcoming cases and anticipated regulatory developments of interest to the financial services sector.

Law Firm: DLA Piper | Published: 23 April 2018 | Practice Area: Arbitration

Overview of the Hart-Scott-Rodino Annual Report for Fiscal Year 2017

The U.S. Federal Trade Commission and the U.S. Department of Justice’s Antitrust Division have recently issued their Hart-Scott-Rodino Annual Report for Fiscal Year 2017.

Law Firm: Allen & Overy | Published: 23 April 2018 | Practice Area: Regulation and Compliance

Cryptocurrency - developments in Mauritius

The current approach to the crypto industry in Mauritius.

Law Firm: Appleby | Published: 20 April 2018 | Practice Area: Regulation and Compliance

Hotel Management Agreements

A multi-jurisdictional guide to Hotel Management Agreements.

Law Firm: DLA Piper | Published: 20 April 2018 | Practice Area: Banking and Finance

Rating: 2 people found this useful

Crypto industry sweep: ICOs and token offerings under increasing scrutiny by US regulators

Regulators are turning up the heat on companies looking to cash in on the cryptocurrency craze.

Law Firm: DLA Piper | Published: 20 April 2018 | Practice Area: Information Technology

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