Private Client

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Private Client

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The Latham Global IPO Guide

An insider's guide to a global IPO.

Law Firm: Latham & Watkins | Published: 26 April 2018 | Practice Area: Regulation and Compliance

SEC proposes "regulation best interest" rule package, including new disclosure form and investment adviser conduct interpretation

SEC has decided upon the release of a three-part investor guidance package for public comment.

Law Firm: DLA Piper | Published: 25 April 2018 | Practice Area: Regulation and Compliance

Opening up access to UK payment schemes

The Bank of England announces that, for the first time, a non-bank payment services provider has accessed the UK payments system directly.

Law Firm: Latham & Watkins | Published: 25 April 2018 | Practice Area: Company Secretariat

Rating: 2 people found this useful

UBO register of trusts: the EU's 5th Anti-Money Laundering Directive

The European Parliament is soon to adopt the EU’s 5th Anti-Money Laundering Directive.

Law Firm: Appleby | Published: 24 April 2018 | Practice Area: Regulation and Compliance

Rating: 2 people found this useful

Finance litigation: the latest cases and issues in April 2018

A look at the latest finance litigation cases from the UK in April 2018.

Law Firm: Gowling WLG | Published: 24 April 2018 | Practice Area: Company Secretariat

Rating: 2 people found this useful

Pensions legal update - new regulations which came into force on 6 April 2018

A number of regulatory changes relating to pension schemes came into force on 6 April 2018.

Law Firm: Shoosmiths | Published: 23 April 2018 | Practice Area: Company Secretariat

On the financial services horizon

A five-minute roundup of upcoming cases and anticipated regulatory developments of interest to the financial services sector.

Law Firm: DLA Piper | Published: 23 April 2018 | Practice Area: Arbitration

Overview of the Hart-Scott-Rodino Annual Report for Fiscal Year 2017

The U.S. Federal Trade Commission and the U.S. Department of Justice’s Antitrust Division have recently issued their Hart-Scott-Rodino Annual Report for Fiscal Year 2017.

Law Firm: Allen & Overy | Published: 23 April 2018 | Practice Area: Regulation and Compliance

Cryptocurrency - developments in Mauritius

The current approach to the crypto industry in Mauritius.

Law Firm: Appleby | Published: 20 April 2018 | Practice Area: Regulation and Compliance

Cricket’s ball-tampering scandal: 10 lessons for financial services

A recent sports scandal provides helpful guidance for current efforts to improve conduct and culture in the financial services industry.

Law Firm: Latham & Watkins | Published: 20 April 2018 | Practice Area: Financial Reporting

Rating: 2 people found this useful

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