Financial Services Regulation

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Financial Services Regulation

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Cryptocurrency - developments in Mauritius

The current approach to the crypto industry in Mauritius.

Law Firm: Appleby | Published: 20 April 2018 | Practice Area: Regulation and Compliance

Crypto industry sweep: ICOs and token offerings under increasing scrutiny by US regulators

Regulators are turning up the heat on companies looking to cash in on the cryptocurrency craze.

Law Firm: DLA Piper | Published: 20 April 2018 | Practice Area: Information Technology

Cricket’s ball-tampering scandal: 10 lessons for financial services

A recent sports scandal provides helpful guidance for current efforts to improve conduct and culture in the financial services industry.

Law Firm: Latham & Watkins | Published: 20 April 2018 | Practice Area: Financial Reporting

FCA plans financial crime guide update

The FCA has now published a guidance consultation, proposing some amendments and updates to its Financial Crime guide.

Law Firm: Womble Bond Dickinson | Published: 20 April 2018 | Practice Area: Corporate

Fifth Circuit opinion invalidating fiduciary rule creates circuit split; SEC moves forward on fiduciary rule proposals

The Fifth Circuit Court of Appeals has vacated the Department of Labor's new fiduciary rule in its entirety, including the prohibited transaction exemptions that were issued or amended at the same time.

Law Firm: DLA Piper | Published: 19 April 2018 | Practice Area: Securitisation

The growth of European covenant lite

The adoption of US covenant-lite terms into European loans continues.

Law Firm: Latham & Watkins | Published: 19 April 2018 | Practice Area: Securitisation

Bermuda to Introduce Initial Coin Offering (ICO) Legislation

The House of Assembly is returning to the Bermuda Parliament for the purpose of tabling Initial Coin Offering legislation.

Law Firm: Appleby | Published: 19 April 2018 | Practice Area: Regulation and Enforcement

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Bank regulatory news and trends

This regular publication focuses on helping banking and financial services professionals navigate the ever-changing federal regulatory landscape.

Law Firm: DLA Piper | Published: 17 April 2018 | Practice Area: Regulation and Compliance

Are your employees trading Bitcoin? Addressing cryptocurrencies in compliance policies

How should broker-dealers, investment advisers, and other registered firms in the US, UK, and Hong Kong address cryptocurrencies in their compliance programs?

Law Firm: Latham & Watkins | Published: 16 April 2018 | Practice Area: Securitisation

SEC takes enforcement action and issues statement on digital asset trading platforms

Crypto trading platforms worldwide should be aware of recent SEC actions if they provide access to US persons or persons within the U.S. for trading.

Law Firm: Latham & Watkins | Published: 16 April 2018 | Practice Area: Trade Finance

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