Financial Services Regulation

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Financial Services Regulation

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Winds of change: corporate insolvency and proposed reform

A look at the UK government's Review of the Corporate Insolvency Framework - A Consultation.

Law Firm: Gowling WLG | Published: 22 February 2018 | Practice Area: Company Secretariat

English High Court decision reinforces application of litigation privilege in internal investigations

A recent English High Court decision has important consequences for the application of legal professional privilege in internal corporate investigations.

Law Firm: Latham & Watkins | Published: 22 February 2018 | Practice Area: Corporate

Due diligence for energy and commodity asset acquisitions: regulatory considerations

The third article in a series focusing on mergers and acquisitions in the energy and commodities sector.

Law Firm: Reed Smith | Published: 22 February 2018 | Practice Area: Corporate

Bank regulatory news and trends

A look at the ever-changing federal regulatory landscape.

Law Firm: DLA Piper | Published: 21 February 2018 | Practice Area: Administrative and Public Law

Annual corporate debt finance research 2018

The fifth annual corporate debt survey, and analysis report from 2017.

Law Firm: Herbert Smith Freehills | Published: 21 February 2018 | Practice Area: Corporate

Global ambitions for the FCA’s sandbox

An examination of the impact of the regulatory sandbox, pioneered by the Financial Conduct Authority in November 2015, and its plans to go global.

Law Firm: Latham & Watkins | Published: 21 February 2018 | Practice Area: Data Protection and Privacy

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"Transfer" means transfer: LSTA CLO decision raises broader questions regarding U.S. risk retention rules

A look at the decision made by the US Court of Appeals for the District of Columbia Circuit Court in the case of Loan Syndications & Trading Ass’n v. SEC, on February 9 2018.

Law Firm: Allen & Overy | Published: 20 February 2018 | Practice Area: Capital Markets and Debt Securities

U.S. Regulators outline approach to Virtual Currencies, ICOs and Distributed Ledger Technologies

In testimony before the U.S. Senate Banking Committee, the two leading U.S. financial regulators struck a measured balance between optimism and caution in relation to the prospects and challenges in the market for virtual currencies.

Law Firm: Linklaters | Published: 20 February 2018 | Practice Area: Company Secretariat

Pensions Ombudsman Round-Up January 2018

Pensions round-up from the UK.

Law Firm: DLA Piper | Published: 19 February 2018 | Practice Area: Financial Services Regulation

Revised prudential framework for investment firms

A look at the European Commission's proposals to revise the framework for the prudential regulation of investment firms.

Law Firm: Allen & Overy | Published: 19 February 2018 | Practice Area: Corporate

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