Stock Exchange Listing

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Stock Exchange Listing

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How US tax reform proposals will affect private investment funds and asset managers

This article examines how aspects of the current proposals could significantly alter the US taxation of investment funds, sponsors, and investors.

Law Firm: Latham & Watkins | Published: 16 November 2017 | Practice Area: Taxation

The Financial Report, Vol. 6, No. 21

The Financial Report from DLA Piper offers financial news from the Americas, Asia Pacific and Europe.

Law Firm: DLA Piper | Published: 14 November 2017 | Practice Area: Stock Exchange Listing

Europe as a hub for Initial Coin Offerings?

The EU regime governing the offering of securities potentially provides opportunities to ICO issuers compared to the private placement regimes of other jurisdictions around the world.

Law Firm: Latham & Watkins | Published: 09 November 2017 | Practice Area: Financial Services Regulation

SEC provides relief to US firms attempting to comply with EU MiFID II's research "unbundling" provisions

The US Securities and Exchange Commission has provided welcome relief for US broker-dealers engaging in securities business with European investment managers, as this briefing explains.

Law Firm: DLA Piper | Published: 06 November 2017 | Practice Area: Banking and Finance

Treasury report takes aim at CFPB Arbitration Rule

In addition to a detailed criticism of the costs imposed by the Rule, Treasury’s study highlighted other defects, all of which are examined in this article.

Law Firm: Reed Smith | Published: 25 October 2017 | Practice Area: Banking and Finance

The Acquisition and Leveraged Finance Review – England and Wales

The UK's decision to trigger Brexit has increased unpredictability, but open trade and acquisition policies remain unchanged. This report analyses the local market.

Law Firm: Latham & Watkins | Published: 20 October 2017 | Practice Area: Mergers & Acquisitions

Survey results show how investors feel about corporate governance hot topics

ISS, the increasingly influential US proxy voting service, has published results from its annual global survey on listed company governance. This article looks at the key results of interest to UK-based issuers.

Law Firm: Linklaters | Published: 18 October 2017 | Practice Area: Corporate

FINRA revises and restructures registration and exam requirements

In a long-awaited move, the Securities and Exchange Commission recently approved a set of new rules proposed by the Financial Industry Regulatory Authority. This article examines the proposals.

Law Firm: DLA Piper | Published: 16 October 2017 | Practice Area: Banking and Finance

Commodity Futures Trading Commission’s new policy on self-reporting and cooperation

The CFTC released an Updated Advisory on Self-Reporting and Full Cooperation to supplement the cooperation advisories that it released earlier this year. This article examines the proposals.

Law Firm: Reed Smith | Published: 11 October 2017 | Practice Area: Banking and Finance

SEC creates new units focused on cyber crimes that will cover crypto tokens

The Securities Exchange Commission announced Monday two new initiatives to address cyber-based threats and protect retail investors. This article looks at the proposals.

Law Firm: Reed Smith | Published: 06 October 2017 | Practice Area: Banking and Finance

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