Securitisation

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Securitisation

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SEC scrutinizes pumping of blockchain-related securities

The U.S. Securities and Exchange Commission is continuing to increase scrutiny of companies that might be taking advantage of investor excitement for blockchain and cryptocurrency. This briefing investigates.

Law Firm: Reed Smith | Published: 11 January 2018 | Practice Area: Information Technology

Guide to Financial Statement Requirements in US Securities Offerings by US Issuers 2018

Latham & Watkins' guide for US issuers to the financial statements required for US securities offerings is updated and available for download now.

Law Firm: Latham & Watkins | Published: 05 January 2018 | Practice Area: Capital Markets and Debt Securities

SEC eats away at Munchee "utility tokens": guidance for ICOs

What takeaways can other potential token issuers glean from the Munchee order? How much "utility" is needed?

Law Firm: DLA Piper | Published: 18 December 2017 | Practice Area: Capital Markets and Debt Securities

Supreme Court questions “obtuse” statute addressing jurisdiction over Securities Act claims

Justices hear oral arguments on whether Plaintiffs can evade federal jurisdiction over Securities Act claims by exploiting “gibberish” in the Securities Litigation Uniform Standards Act.

Law Firm: Latham & Watkins | Published: 06 December 2017 | Practice Area: Litigation

Rating: 2 people found this useful

Key takeaways from the 2017 SEC Whistleblower Report

The Securities and Exchange Commission (SEC) has published its 2017 Annual Report to Congress on the Whistleblower Program. This briefing examines its findings in detail.

Law Firm: DLA Piper | Published: 22 November 2017 | Practice Area: Capital Markets and Debt Securities

Goods Mortgages Bill offers new options for security

The revised bill, published by the Law Commission, would allow individuals, sole traders and partnerships to have more flexibility in the way in which they secure their debts.

Law Firm: Shoosmiths | Published: 17 November 2017 | Practice Area: Capital Markets and Debt Securities

Celebrity ICO endorsements: SEC, FTC, and CFTC oversight

Floyd Mayweather recently used social media to help a company raise more than $30m in an initial coin offering. The SEC is concerned that celebrities are in essence acting as unregistered securities brokers.

Law Firm: Reed Smith | Published: 15 November 2017 | Practice Area: Banking and Finance

Rating: 1 person found this useful

The Financial Report, Vol. 6, No. 21

The Financial Report from DLA Piper offers financial news from the Americas, Asia Pacific and Europe.

Law Firm: DLA Piper | Published: 14 November 2017 | Practice Area: Stock Exchange Listing

Taking security over a South African bank account as a workable option for a foreign lender

A thorough understanding of the type of security that is available under South African law can give foreign lenders much-needed peace of mind and protection in a default scenario.

Law Firm: Bowmans | Published: 13 November 2017 | Practice Area: Security

SEC provides relief to US firms attempting to comply with EU MiFID II's research "unbundling" provisions

The US Securities and Exchange Commission has provided welcome relief for US broker-dealers engaging in securities business with European investment managers, as this briefing explains.

Law Firm: DLA Piper | Published: 06 November 2017 | Practice Area: Banking and Finance

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