Securitisation

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Securitisation

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Fifth Circuit opinion invalidating fiduciary rule creates circuit split; SEC moves forward on fiduciary rule proposals

The Fifth Circuit Court of Appeals has vacated the Department of Labor's new fiduciary rule in its entirety, including the prohibited transaction exemptions that were issued or amended at the same time.

Law Firm: DLA Piper | Published: 19 April 2018 | Practice Area: Securitisation

The growth of European covenant lite

The adoption of US covenant-lite terms into European loans continues.

Law Firm: Latham & Watkins | Published: 19 April 2018 | Practice Area: Securitisation

SEC takes enforcement action and issues statement on digital asset trading platforms

Crypto trading platforms worldwide should be aware of recent SEC actions if they provide access to US persons or persons within the U.S. for trading.

Law Firm: Latham & Watkins | Published: 16 April 2018 | Practice Area: Trade Finance

Are your employees trading Bitcoin? Addressing cryptocurrencies in compliance policies

How should broker-dealers, investment advisers, and other registered firms in the US, UK, and Hong Kong address cryptocurrencies in their compliance programs?

Law Firm: Latham & Watkins | Published: 16 April 2018 | Practice Area: Securitisation

Supreme Court’s Merit Management ruling highlights potential alternative path to safe harbor

The possible application of Section 101(22)(A) to safe harbor’s covered entity requirement raises important questions for future transferee defendants.

Law Firm: Latham & Watkins | Published: 13 April 2018 | Practice Area: Company Secretariat

First use of ESMA temporary product intervention measures

ESMA to introduce measures to restrict the provision of CFDs, and prohibit the provision of binary options, to retail investors in the EU.

Law Firm: Latham & Watkins | Published: 03 April 2018 | Practice Area: Regulation and Compliance

LIBOR, no more?

The expected phase out of LIBOR is creating uncertainty in the markets and in this article we examine what might replace it and the impact on current documentation.

Law Firm: Shoosmiths | Published: 28 March 2018 | Practice Area: Financial Reporting

Rating: 3 people found this useful

Private equity fund managers: annual compliance reminders and new developments

Summary of private equity firms’ compliance obligations, discussion of notable developments in 2017, and outlook for 2018.

Law Firm: Latham & Watkins | Published: 27 March 2018 | Practice Area: Regulation and Compliance

Rating: 1 person found this useful

Four key takeaways from the Supreme Court’s decision in Digital Realty Trust, Inc. v. Somers, 583 U.S.___ (2018)

The United States Supreme Court has made a landmark decision in relation to the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.

Law Firm: Reed Smith | Published: 26 March 2018 | Practice Area: Securitisation

Rating: 1 person found this useful

The Financial Report, Vol. 7, No. 6

Insights and current information relating to securities and financial markets regulation globally.

Law Firm: DLA Piper | Published: 23 March 2018 | Practice Area: Regulation and Compliance

Rating: 1 person found this useful

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