Sales and Asset Finance

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Sales and Asset Finance

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SEC proposes "regulation best interest" rule package, including new disclosure form and investment adviser conduct interpretation

SEC has decided upon the release of a three-part investor guidance package for public comment.

Law Firm: DLA Piper | Published: 25 April 2018 | Practice Area: Regulation and Compliance

Finance litigation: the latest cases and issues in April 2018

A look at the latest finance litigation cases from the UK in April 2018.

Law Firm: Gowling WLG | Published: 24 April 2018 | Practice Area: Company Secretariat

Overview of the Hart-Scott-Rodino Annual Report for Fiscal Year 2017

The U.S. Federal Trade Commission and the U.S. Department of Justice’s Antitrust Division have recently issued their Hart-Scott-Rodino Annual Report for Fiscal Year 2017.

Law Firm: Allen & Overy | Published: 23 April 2018 | Practice Area: Regulation and Compliance

On the financial services horizon

A five-minute roundup of upcoming cases and anticipated regulatory developments of interest to the financial services sector.

Law Firm: DLA Piper | Published: 23 April 2018 | Practice Area: Arbitration

FCA plans financial crime guide update

The FCA has now published a guidance consultation, proposing some amendments and updates to its Financial Crime guide.

Law Firm: Womble Bond Dickinson | Published: 20 April 2018 | Practice Area: Corporate

Cryptocurrency - developments in Mauritius

The current approach to the crypto industry in Mauritius.

Law Firm: Appleby | Published: 20 April 2018 | Practice Area: Regulation and Compliance

Bermuda to Introduce Initial Coin Offering (ICO) Legislation

The House of Assembly is returning to the Bermuda Parliament for the purpose of tabling Initial Coin Offering legislation.

Law Firm: Appleby | Published: 19 April 2018 | Practice Area: Regulation and Enforcement

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Fifth Circuit opinion invalidating fiduciary rule creates circuit split; SEC moves forward on fiduciary rule proposals

The Fifth Circuit Court of Appeals has vacated the Department of Labor's new fiduciary rule in its entirety, including the prohibited transaction exemptions that were issued or amended at the same time.

Law Firm: DLA Piper | Published: 19 April 2018 | Practice Area: Securitisation

The growth of European covenant lite

The adoption of US covenant-lite terms into European loans continues.

Law Firm: Latham & Watkins | Published: 19 April 2018 | Practice Area: Securitisation

Bank regulatory news and trends

This regular publication focuses on helping banking and financial services professionals navigate the ever-changing federal regulatory landscape.

Law Firm: DLA Piper | Published: 17 April 2018 | Practice Area: Regulation and Compliance

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