Capital Markets and Debt Securities

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Capital Markets and Debt Securities

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Latest views from the FCA on market abuse

This article examines a recent FCA speech that contains some noteworthy statements and observations that firms should take into account.

Law Firm: Latham & Watkins | Published: 17 November 2017 | Practice Area: Capital Markets and Debt Securities

Goods Mortgages Bill offers new options for security

The revised bill, published by the Law Commission, would allow individuals, sole traders and partnerships to have more flexibility in the way in which they secure their debts.

Law Firm: Shoosmiths | Published: 17 November 2017 | Practice Area: Capital Markets and Debt Securities

Celebrity ICO endorsements: SEC, FTC, and CFTC oversight

Floyd Mayweather recently used social media to help a company raise more than $30m in an initial coin offering. The SEC is concerned that celebrities are in essence acting as unregistered securities brokers.

Law Firm: Reed Smith | Published: 15 November 2017 | Practice Area: Banking and Finance

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The Financial Report, Vol. 6, No. 21

The Financial Report from DLA Piper offers financial news from the Americas, Asia Pacific and Europe.

Law Firm: DLA Piper | Published: 14 November 2017 | Practice Area: Stock Exchange Listing

Taking security over a South African bank account as a workable option for a foreign lender

A thorough understanding of the type of security that is available under South African law can give foreign lenders much-needed peace of mind and protection in a default scenario.

Law Firm: Bowmans | Published: 13 November 2017 | Practice Area: Security

SEC provides relief to US firms attempting to comply with EU MiFID II's research "unbundling" provisions

The US Securities and Exchange Commission has provided welcome relief for US broker-dealers engaging in securities business with European investment managers, as this briefing explains.

Law Firm: DLA Piper | Published: 06 November 2017 | Practice Area: Banking and Finance

Do the veto rights in your finance agreements really give you an absolute veto?

The courts are starting to turn a much closer eye to the true meaning of consent provisions and how they should be operated, as this briefing explains.

Law Firm: Gowling WLG | Published: 26 October 2017 | Practice Area: Litigation

The Financial Report, Vol. 6, No. 20

The Financial Report offers financial news from the Americas, Asia Pacific and Europe.

Law Firm: DLA Piper | Published: 26 October 2017 | Practice Area: Banking and Finance

FINRA revises and restructures registration and exam requirements

In a long-awaited move, the Securities and Exchange Commission recently approved a set of new rules proposed by the Financial Industry Regulatory Authority. This article examines the proposals.

Law Firm: DLA Piper | Published: 16 October 2017 | Practice Area: Banking and Finance

Is the car industry set for growth with goods mortgages?

Could proposed Law Commission reforms on how individuals can use cars as security for loans and other obligations inject further life into the automotive sector and to those who provide finance within it?

Law Firm: Gowling WLG | Published: 09 October 2017 | Practice Area: Mortgages and Security

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