Capital Markets and Debt Securities

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Capital Markets and Debt Securities

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Global developments on best execution

During the past year, best execution has become a topical issue globally as regulators in different jurisdictions have highlighted best execution as a significant area of focus.

Law Firm: Latham & Watkins | Published: 04 May 2018 | Practice Area: Company Secretariat

Law Firm: Latham & Watkins | Published: 02 May 2018 | Practice Area: Company Secretariat

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Status of CFIUS Reform legislation

New legislation to reform the CFIUS remains a strong possibility.

Law Firm: Latham & Watkins | Published: 26 April 2018 | Practice Area: Regulation and Compliance

Fifth Circuit opinion invalidating fiduciary rule creates circuit split; SEC moves forward on fiduciary rule proposals

The Fifth Circuit Court of Appeals has vacated the Department of Labor's new fiduciary rule in its entirety, including the prohibited transaction exemptions that were issued or amended at the same time.

Law Firm: DLA Piper | Published: 19 April 2018 | Practice Area: Securitisation

The growth of European covenant lite

The adoption of US covenant-lite terms into European loans continues.

Law Firm: Latham & Watkins | Published: 19 April 2018 | Practice Area: Securitisation

Are your employees trading Bitcoin? Addressing cryptocurrencies in compliance policies

How should broker-dealers, investment advisers, and other registered firms in the US, UK, and Hong Kong address cryptocurrencies in their compliance programs?

Law Firm: Latham & Watkins | Published: 16 April 2018 | Practice Area: Securitisation

SEC takes enforcement action and issues statement on digital asset trading platforms

Crypto trading platforms worldwide should be aware of recent SEC actions if they provide access to US persons or persons within the U.S. for trading.

Law Firm: Latham & Watkins | Published: 16 April 2018 | Practice Area: Trade Finance

Supreme Court’s Merit Management ruling highlights potential alternative path to safe harbor

The possible application of Section 101(22)(A) to safe harbor’s covered entity requirement raises important questions for future transferee defendants.

Law Firm: Latham & Watkins | Published: 13 April 2018 | Practice Area: Company Secretariat

IRS previews upcoming guidance on interest deduction limitation

The IRS announces certain key aspects of the interest deduction limitation that will be addressed in upcoming Treasury regulations.

Law Firm: Latham & Watkins | Published: 06 April 2018 | Practice Area: Regulation and Compliance

First use of ESMA temporary product intervention measures

ESMA to introduce measures to restrict the provision of CFDs, and prohibit the provision of binary options, to retail investors in the EU.

Law Firm: Latham & Watkins | Published: 03 April 2018 | Practice Area: Regulation and Compliance

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